C••• M•••••• K••••

Feed of 09/15/2026

Also filed as C••• K••••

At current firm

10 y

since Sep 28, 2015

In the industry

23 y

since May 15, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• I••••••••• I••• former
Nov 29, 2010 to Sep 29, 2015 · St Louis, Mo
M••••• S•••••• wirehouse
Jun 1, 2009 to Dec 8, 2010 · St. Louis, Mo
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Jun 1, 2009 · St. Louis, Mo
M••••• S•••••• D• I••• unclassified
May 6, 2005 to Apr 2, 2007 · Chesterfield, Mo

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••
left Sep 29, 2015, registered Sep 28, 2015 (-1 days) · Other
M••••• S•••••• to U••• B•••••• I••••••••• I•••
left Dec 8, 2010, registered Nov 29, 2010 (-9 days) · Other
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address