DFX Intelligence
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Registered advisor
Z•••••••• M• K••••••
Feed of 09/14/2026
Also filed as Z•••••••• M•••• K••••••••• K••••••
At current firm
1 y
since Jan 14, 2025
In the industry
24 y
since Jul 22, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jan 14, 2025 · Marina Del Rey, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 1, 2021 to Aug 1, 2024 · Beverly Hills, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Jul 6, 2021 · Beverly Hills, Ca
- C••••••• I••••••••• S••••••• unclassifiedAug 30, 2002 to May 29, 2007 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Aug 1, 2024, registered Jan 14, 2025 (166 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 6, 2021, registered Jul 1, 2021 (-5 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedAug 1, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address