DFX Intelligence
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Registered advisor
B•••• H••• B•••••
Feed of 09/14/2026
At current firm
7 y
since Jul 5, 2019
In the industry
24 y
since Jul 9, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jul 5, 2019 · Pennington Gap, Va
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 15, 2006 to Oct 29, 2007 · Atlanta, Ga
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedMay 31, 2005 to Nov 21, 2005 · Kingsport, Tn
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to E••••• J••••left Oct 29, 2007, registered Jul 5, 2019 (4267 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to V•••• F•••••••• A•••••••• I•••left Nov 21, 2005, registered Feb 15, 2006 (86 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address