DFX Intelligence
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Registered advisor
A••••• B•••• S••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••••• S••••••
At current firm
3 y
since Feb 16, 2023
In the industry
21 y
since Feb 10, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Feb 16, 2023 · Tysons Corner, Va
- T• A••••••••• I••• formerMar 21, 2022 to Oct 14, 2022 · Washington, Dc
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 21, 2016 to Jul 26, 2017 · Sterling, Va
- S••••••• I••••••••• S•••••••• I••• formerAug 6, 2013 to Dec 31, 2016 · Laurel, Md
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to S••••• W••••• A•••••••• I•••left Oct 14, 2022, registered Feb 16, 2023 (125 days) · channel change inside one enterprise, not a move
- T••••• A••••••• S•••••••• I••• to T• A••••••••• I•••left Jul 26, 2017, registered Mar 21, 2022 (1699 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 21, 2016 (-101 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address