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M•••• E•••••••• C••••••
As of · the IAPD feed; also filed as M•••• E•••••••• B•••
- At current firm
- 3 y
- In the industry
- 13 y
- Prior registered firms
- 1
- Signals
- 0
since Mar 9, 2023
As of · the IAPD feed; also filed as M•••• E•••••••• B•••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Mar 9, 2023 · Rochester, Ny
- M••••• S•••••• wirehouseJun 26, 2013 to Jan 31, 2014 · Rochester, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to C••••••••• F•••••••• N••••••left Jan 31, 2014, registered Mar 9, 2023 (3324 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address