DFX Intelligence
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Registered advisor
J••• K••••••• A•••••••
Feed of 09/14/2026
At current firm
0 y
since Nov 12, 2025
In the industry
21 y
since May 19, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 12, 2025 · Eagan, Mn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 26, 2018 to Nov 7, 2025 · Saint Louis Park, Mn
- W•••• F•••• A••••••• wirehouseJan 21, 2014 to Jun 19, 2018 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Nov 7, 2025, registered Nov 12, 2025 (5 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 19, 2018, registered Jul 26, 2018 (37 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address