DFX Intelligence
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Registered advisor
J••••• R•••••• O••••••
Feed of 09/14/2026
At current firm
14 y
since Jun 5, 2012
In the industry
23 y
since Feb 13, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
12
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Jun 5, 2012 · Burlington, Ma
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 14, 2012 to Jun 11, 2012 · Windsor, Ct
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Jun 11, 2012, registered Jun 5, 2012 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address