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A••••• W• I••••

Registered advisorat E••••• J••••Dual registrant· Lawrenceville, GaIAPD 4638290
In the industry
18 y
Prior registered firms
4
Signals
2
As of · the IAPD feed; also filed as A••• I••••••••• W•••••• I••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Recruiter brief
facts first, then what DFX measured about them; never a statement of intent
  • ••• Locked
Recruiting value
  • Practice attractivenesssome
    23.1 years in the industry
  • Team depthnone
    0 of the 0 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
  • Entrepreneurial profilenone
    Details are shown to subscribers.
  • Real estate activitynone
    Details are shown to subscribers.
  • Contactabilityweak
    no contact route found
Movement evidence
  • Movement signalsome
    1 of 1 dated or circumstantial reading historically went with moving: an advisor with 5+ years in the industry added the Series 65 or 66 in the prior year. The forward-tested move model places this advisor in its Baseline band.
  • Recent change activitynotable
    Details are shown to subscribers.
  • Independence preparationnone
    No concrete evidence of preparation for independence.
  • Historical mobilitynotable
    3 prior firms, median stay 2.8 years. Career patterns that historically went with moving: held a registration at an independent RIA before the current firm.
Dated changes and circumstances, and what they have meant historically
  • move indicatorAn advisor with 5+ years in the industry added the Series 65 or 66 in the prior year
    At E••••• J••••, 5.2% with this moved within a year, against 2.9% without it (1.81x, 2023 to 2025 cohorts).
Career
  • 18.1 years in the industry
  • 0.2 years at the current firm
  • 5 prior registered firms; median stay 2.8 years
  • Path: brokerage advisory to national broker-dealer RIA
  • move indicatorheld a registration at an independent RIA before the current firmAt E••••• J••••, 9.6% with this moved within a year, against 2.9% without it (3.36x, 2023 to 2025 cohorts).
Source: SEC IAPD per-person record
Licensing and credentials
  • Registered in 9 states (firm median 2); added GA, TX in the last 180 days
  • Exams: SIE, Series 24, Series 63, Series 66, Series 7, Series 7TO
  • Supervisory exams: Series 24
  • Registered as a broker as well as an adviser
Source: IAPD individual feed and the per-person IAPD record
Around this advisor
  • 1 of about 15 in the office left in the last 180 days
  • 1 known colleagues changed firms in the last year
Regulatory record

Shown to subscribers, with the official record linked.

Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Sep 17, 2026 · New state registration · fact
  • ••• Locked
    Aug 4, 2026 · New state registration · fact
Transition signals

No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
18derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote