DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••• T•••••• B•••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
15 y
since Feb 26, 2011
In the industry
22 y
since Aug 18, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• S••••••••• L•• BD affiliated currentsince Feb 26, 2011 · Sioux Falls, Sd
- T••••••• I••••••••• M••••••••• I••• BD affiliatedAug 18, 2004 to Jan 9, 2006 · Sioux Falls, Sd
Moves
a registration end followed by a registration begin elsewhere
- T••••••• I••••••••• M••••••••• I••• to E•••• S••••••••• L••left Jan 9, 2006, registered Feb 26, 2011 (1874 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address