DFX Intelligence
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M•••••• L•••• H•••••
As of · the IAPD feed
- At current firm
- 4 y
- In the industry
- 23 y
- Prior registered firms
- 2
- Signals
- 0
since Nov 12, 2021
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Nov 12, 2021 · Lafayette, La
- L•• F•••••••• L•• BD affiliatedOct 6, 2011 to Nov 29, 2021 · Lafayette, La
- E••••• J•••• national BDJan 16, 2007 to Jan 25, 2011 · Youngsville, La
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Nov 29, 2021, registered Nov 12, 2021 (-17 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to L•• F•••••••• L••left Jan 25, 2011, registered Oct 6, 2011 (254 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address