DFX Intelligence
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Registered advisor
A••• M•••••• F•••••
Feed of 09/15/2026
At current firm
17 y
since Jun 1, 2009
In the industry
21 y
since Mar 29, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 1, 2009 · Boca Raton, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 29, 2006 to Jun 1, 2009 · Boca Raton, Fl
- S••••••• I••••••••• S•••••••• I••• formerJul 27, 2006 to Sep 29, 2006 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 30, 2005 to Feb 9, 2006 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••left Sep 29, 2006, registered Sep 29, 2006 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• S•••••••• I•••left Feb 9, 2006, registered Jul 27, 2006 (168 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address