DFX Intelligence
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Registered advisor
D••••• B••••••
Feed of 09/14/2026
Also filed as D••••• D•••••••
At current firm
1 y
since Mar 31, 2025
In the industry
22 y
since Jan 19, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 31, 2025 · Boulder, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 25, 2022 to Oct 8, 2024 · Boulder, Co
- W•••• F•••• A••••••• wirehouseDec 8, 2014 to Nov 1, 2022 · Boulder, Co
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jan 28, 2013 · Greenwood Village, Co
- W•••• F•••• I••••••••• L•• unclassifiedJan 21, 2004 to Jan 3, 2011 · Boulder, Co
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 8, 2024, registered Mar 31, 2025 (174 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 1, 2022, registered Oct 25, 2022 (-7 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedOct 8, 2024 · Advisor changed firm · fact
- ••• LockedNov 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address