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Registered advisor
J••••• W•••••• S•••••
Feed of 09/14/2026
Also filed as J••••• W•••••• S••••••••• W•••••• S•••••
At current firm
9 y
since Jan 6, 2017
In the industry
22 y
since Dec 8, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 6, 2017 · North Bethesda, Md
- W•••• F•••• A••••••• wirehouseMar 1, 2013 to Jan 4, 2017 · Bethesda, Md
- W•••• F•••• A••••••• wirehouseJan 19, 2006 to Sep 20, 2011 · Parkville, Md
- A••••••••• F•••••••• S•••••••• L•• national BDJan 14, 2004 to Apr 11, 2005 · Owings Mills, Md
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Jan 4, 2017, registered Jan 6, 2017 (2 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Apr 11, 2005, registered Jan 19, 2006 (283 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address