DFX Intelligence
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Feed of 09/14/2026
At current firm
11 y
since Apr 15, 2015
In the industry
22 y
since Nov 25, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Senior Director | Investment Strategistreportedcaptrust.comfirm site, Sep 15, 2026
Registration history
IAPD current and previous registrations
- C••••••• institutional currentsince Apr 15, 2015 · Raleigh, Nc
- A••••• A•• P••••••• S••••••• BD affiliatedJul 29, 2005 to Jul 6, 2011 · Chapel Hill, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 31, 2004 to Jun 4, 2005 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to C•••••••left Jul 6, 2011, registered Apr 15, 2015 (1379 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Jun 4, 2005, registered Jul 29, 2005 (55 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address