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Registered advisor
R•••• E••••• H••••
Feed of 09/14/2026
Also filed as R•••••• R•••• H••••••••• H••••••••• H••••••••• E••••• H••••
At current firm
13 y
since Oct 1, 2012
In the industry
21 y
since Jan 25, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 1, 2012 · Houston, Tx
- C•••• I••••••••• S••••••• C•••• formerJul 18, 2012 to Oct 1, 2012 · Houston, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 12, 2011 to Mar 29, 2012 · Houston, Tx
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 5, 2010 to Dec 14, 2011 · Houston, Tx
- C•••• I••••••••• S••••••• C•••• formerSep 9, 2008 to Oct 14, 2009 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to C•••• I••••••••• S••••••• C••••left Mar 29, 2012, registered Jul 18, 2012 (111 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to V•••• F•••••••• A•••••••• I•••left Dec 14, 2011, registered Dec 12, 2011 (-2 days) · Other
- C•••• I••••••••• S••••••• C•••• to N••••••••• M••••• I••••••••• S•••••••••left Oct 14, 2009, registered Nov 5, 2010 (387 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address