DFX Intelligence
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Registered advisor
L•••• A•••• P••••••
Feed of 09/14/2026
Also filed as L•••• P••••••
At current firm
4 y
since Aug 11, 2022
In the industry
22 y
since Feb 27, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 11, 2022 · Charleston, Sc
- W•••• F•••• A••••••• wirehouseJun 14, 2013 to Aug 11, 2022 · La Crosse, Wi
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 11, 2009 to Jun 19, 2013 · La Crosse, Wi
- U•• F•••••••• S••••••• I••• wirehouseAug 12, 2006 to Sep 11, 2009 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 11, 2022, registered Aug 11, 2022 (0 days) · channel change inside one enterprise, not a move
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Jun 19, 2013, registered Jun 14, 2013 (-5 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 11, 2009, registered Sep 11, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address