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Registered advisor
R••••• M••••• S•••••••••
Feed of 09/15/2026
At current firm
8 y
since May 3, 2018
In the industry
22 y
since Apr 29, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••••• A•••••••• L•• BD affiliated currentsince May 3, 2018 · Chicago, Il
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 20, 2016 to Feb 2, 2018 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerFeb 27, 2012 to Dec 31, 2016 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerNov 1, 2006 to May 11, 2011 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDApr 29, 2004 to Aug 11, 2004 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to H•••••••• A•••••••• L••left Feb 2, 2018, registered May 3, 2018 (90 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 20, 2016 (-102 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Aug 11, 2004, registered Nov 1, 2006 (812 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address