DFX Intelligence
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Registered advisor
T•••••• T•• A•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T•• T• A••••••••• T• A••••••••• T• A•••••
At current firm
14 y
since Oct 31, 2011
In the industry
22 y
since Mar 24, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Oct 31, 2011 · Ft Myers, Fl
- R•••••• J•••• • A••••••••• I••• national BDJan 19, 2010 to Nov 7, 2011 · Fort Myers, Fl
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jan 21, 2010 · Fort Myers, Fl
- A• G• E•••••• • S•••• I••• unclassifiedApr 1, 2004 to Jan 1, 2008 · Fort Myers, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to E••••• J••••left Nov 7, 2011, registered Oct 31, 2011 (-7 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Jan 21, 2010, registered Jan 19, 2010 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address