DFX Intelligence
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Registered advisor
J••••• D• K•••••••
Feed of 09/14/2026
Also filed as J••••• D••• D••••••••• D•••••• K••••••••• K•••••••
At current firm
2 y
since Jun 3, 2024
In the industry
21 y
since Nov 16, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jun 3, 2024 · Frisco, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jun 4, 2024 · Coppell, Tx
- C•••• I••••••••• S••••••• C•••• formerJul 29, 2011 to Oct 1, 2012 · Irving, Tx
- E•••••••• A•••••••• L•• national BDApr 16, 2009 to Jun 23, 2011 · Tustin, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 6, 2007 to Apr 23, 2007 · Houston, Tx
- W•••• F•••• I••••••••• L•• unclassifiedNov 19, 2004 to Aug 22, 2005 · Grapevine, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jun 4, 2024, registered Jun 3, 2024 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to C•••• I••••••••• S••••••• C••••left Jun 23, 2011, registered Jul 29, 2011 (36 days) · Other
- V•••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••left Apr 23, 2007, registered Apr 16, 2009 (724 days) · Other
- W•••• F•••• I••••••••• L•• to V•••• F•••••••• A•••••••• I•••left Aug 22, 2005, registered Feb 6, 2007 (533 days) · Other
Signals
- ••• LockedJun 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address