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T••• E••••• S••••
Chartered Financial Consultant
As of · the IAPD feed; also filed as T••• E• S••••••••• E• S••••••••• E• S••••••••• E••••• S•••• J•
- At current firm
- 5 y
- In the industry
- 19 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 10, 2021
As of · the IAPD feed; also filed as T••• E• S••••••••• E• S••••••••• E• S••••••••• E••••• S•••• J•
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 10, 2021 · Eldersburg, Md
- W•••• F•••• A••••••• wirehouseFeb 25, 2014 to Aug 6, 2021 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Aug 6, 2021, registered Aug 10, 2021 (4 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address