DFX Intelligence
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Feed of 09/14/2026
Also filed as J•••• H•••
At current firm
6 y
since May 8, 2020
In the industry
22 y
since Aug 13, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince May 8, 2020 · Plano, Tx
- S•••••••• A••••••• L•• national BDMay 14, 2009 to Jan 7, 2015 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to F••••• I•••••••••left Jan 7, 2015, registered May 8, 2020 (1948 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address