DFX Intelligence
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Registered advisor
S•••• R•••••• O•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••• R•••••• O••••
At current firm
3 y
since May 18, 2023
In the industry
22 y
since Jun 4, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 18, 2023 · Grand Rapids, Mi
- W•••• F•••• A••••••• wirehouseJul 20, 2020 to May 24, 2023 · Grand Rapids, Mi
- E••••• J•••• national BDSep 23, 2014 to Jul 21, 2020 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 24, 2023, registered May 18, 2023 (-6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- E••••• J•••• to W•••• F•••• A•••••••left Jul 21, 2020, registered Jul 20, 2020 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedMay 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address