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Registered advisor
M•••••• W•••••• A••••
Feed of 09/14/2026
Also filed as M•••••• M• W••••••••• M•••• W••••••
At current firm
13 y
since May 23, 2013
In the industry
21 y
since Dec 7, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 23, 2013 · Morristown, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 12, 2013 · Dallas, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 10, 2008 to Jun 1, 2009 · Dallas, Tx
- S•••••••• A••••••• L•• national BDFeb 11, 2008 to Jul 8, 2008 · Princeton, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 8, 2004 to Feb 13, 2006 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••left Jul 8, 2008, registered Sep 10, 2008 (64 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A••••••• L••left Feb 13, 2006, registered Feb 11, 2008 (728 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address