DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• A••••• B•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
12 y
since Aug 18, 2014
In the industry
22 y
since Feb 2, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Aug 18, 2014 · Cincinnati, Oh
- J••• M••••• S••••••••• L•• wirehouseFeb 6, 2009 to May 15, 2012 · Cincinnati, Oh
- J••• M••••• S••••••••• I••• unclassifiedAug 7, 2007 to Aug 22, 2007 · Cincinnati, Oh
- D••••••• I••••••••• A••••••• L•• unclassifiedApr 27, 2004 to Aug 10, 2005 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••left May 15, 2012, registered Aug 18, 2014 (825 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Aug 22, 2007, registered Feb 6, 2009 (534 days) · Other
- D••••••• I••••••••• A••••••• L•• to J••• M••••• S••••••••• I•••left Aug 10, 2005, registered Aug 7, 2007 (727 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address