DFX Intelligence
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Registered advisor
J•••••• H•••• M•••••
Feed of 09/15/2026
At current firm
5 y
since Apr 12, 2021
In the industry
22 y
since Jun 11, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Aug 7, 2024 · Los Angeles, Ca
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Apr 12, 2021 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Apr 14, 2021 · Westlake Village, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJul 13, 2007 to Jan 3, 2011 · Westlake Village, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R••••••••• C•••••• M•••••••••left Apr 14, 2021, registered Apr 12, 2021 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address