DFX Intelligence
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Registered advisor
L••••• A•••• T••••
Feed of 09/14/2026
At current firm
1 y
since Nov 12, 2024
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Nov 12, 2024 · Philadelphia, Pa
- M••••• S•••••• wirehouseMar 28, 2023 to Apr 11, 2024 · West Conshohocken, Pa
- E•••••• C•••••• M••••••••• L•• formerSep 4, 2020 to Mar 27, 2023 · Berwyn, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to E•••••• A••••••• G••••• L••left Apr 11, 2024, registered Nov 12, 2024 (215 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Mar 27, 2023, registered Mar 28, 2023 (1 day) · channel change inside one enterprise, not a move
Signals
- ••• LockedApr 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address