DFX Intelligence
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Registered advisor
H••••• V•••••• L••••••
Feed of 09/15/2026
Also filed as H••••• L••••••
At current firm
4 y
since Nov 22, 2021
In the industry
21 y
since Feb 17, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Nov 22, 2021 · Morristown, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 10, 2007 to Feb 9, 2010 · Princeton, Nj
- A• G• E•••••• • S•••• I••• unclassifiedNov 21, 2005 to Aug 16, 2007 · Princeton, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 18, 2005 to Nov 18, 2005 · Somerset, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••• A•••••• G••••• L••left Feb 9, 2010, registered Nov 22, 2021 (4304 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 16, 2007, registered Aug 10, 2007 (-6 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A• G• E•••••• • S•••• I•••left Nov 18, 2005, registered Nov 21, 2005 (3 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address