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Registered advisor
Z•••••• W••••• M•••••
Feed of 09/15/2026
Also filed as Z•••••• W••••••••• W••••• M••••••••• S••••••• W••••••••• W• M•••••
At current firm
3 y
since May 9, 2023
In the industry
22 y
since Jul 15, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 9, 2023 · Charlotte, Nc
- A••••• A•• P••••••• S••••••• BD affiliatedAug 23, 2012 to Nov 13, 2020 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseJul 31, 2007 to Sep 27, 2010 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Sep 27, 2010, registered Aug 23, 2012 (696 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address