DFX Intelligence
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Registered advisor
B•••• D•••• G••••
Feed of 09/14/2026
At current firm
5 y
since May 25, 2021
In the industry
20 y
since Sep 27, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 25, 2021 · Melville, Ny
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedApr 23, 2013 to Aug 22, 2014 · Melville, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Feb 12, 2013 · Great Neck, Ny
- C•••• I••••••••• S••••••• C•••• formerJul 31, 2009 to Oct 1, 2012 · Valley Stream, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••• O•• F•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Aug 22, 2014, registered May 25, 2021 (2468 days) · Other
- J••• M••••• S••••••••• L•• to C•••••• O•• F•••••••• A••••••• L••left Feb 12, 2013, registered Apr 23, 2013 (70 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address