DFX Intelligence
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Registered advisor
S•••••• M• R•••••
Feed of 09/14/2026
Also filed as S•••••• M• P•••••••••
At current firm
4 y
since Jul 20, 2022
In the industry
18 y
since Apr 26, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 20, 2022 · Fairport, Ny
- W•••• F•••• A••••••• wirehouseFeb 9, 2012 to Jul 22, 2022 · Pittsford, Ny
- M••••• S•••••• wirehouseFeb 24, 2010 to Feb 16, 2012 · Rochester, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 22, 2022, registered Jul 20, 2022 (-2 days) · Wirehouse to independent RIA · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Feb 16, 2012, registered Feb 9, 2012 (-7 days) · Wirehouse to wirehouse
Signals
- ••• LockedJul 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address