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M•••••• A••• C•••••
As of · the IAPD feed; also filed as M•••••• A••• C••••••••• C••••••••• C•••••
- At current firm
- 13 y
- In the industry
- 19 y
- Prior registered firms
- 3
- Signals
- 0
since Jan 22, 2013
As of · the IAPD feed; also filed as M•••••• A••• C••••••••• C••••••••• C•••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 22, 2013 · Warrenton, Va
- W•••• F•••• A••••••• wirehouseMar 30, 2010 to Jan 25, 2013 · Front Royal, Va
- W•••• F•••• A••••••• wirehouseJun 26, 2008 to Mar 24, 2010 · Mclean, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 6, 2007 to Jun 23, 2008 · Annapolis, Md
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 25, 2013, registered Jan 22, 2013 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 24, 2010, registered Mar 30, 2010 (6 days) · channel change inside one enterprise, not a move
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Jun 23, 2008, registered Jun 26, 2008 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address