DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••••• R••••••• J••••••
Feed of 09/15/2026
Also filed as D•••••• R•••••• J••••••
At current firm
6 y
since Sep 8, 2020
In the industry
22 y
since Sep 22, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Sep 8, 2020 · Austin, Tx
- E••••• J•••• national BDNov 24, 2008 to Sep 4, 2020 · Flagstaff, Az
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Nov 24, 2008 · Overland Park, Ks
- A• G• E•••••• • S•••• I••• unclassifiedSep 23, 2004 to Jan 1, 2008 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to K••••• A••••••• S•••••••• L••left Sep 4, 2020, registered Sep 8, 2020 (4 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to E••••• J••••left Nov 24, 2008, registered Nov 24, 2008 (0 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address