DFX Intelligence
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Registered advisor
D•••• D•••• B••••••••
Feed of 09/15/2026
Also filed as D•••• D• B••••••••
At current firm
14 y
since Apr 2, 2012
In the industry
20 y
since May 26, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 2, 2012 · Pepper Pike, Oh
- E••••• J•••• national BDDec 6, 2011 to Jan 5, 2012 · Sun City West, Az
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to W•••• F•••• A•••••••left Jan 5, 2012, registered Apr 2, 2012 (88 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address