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RIA Intelligence

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Registered advisor

S••••• C••••• B••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedWest Linn, Ordual registrantIAPD 4847628

Certified Financial Planner

Feed of 09/14/2026

Also filed as S•••• C••••• B••••••••• C••••• B•••• J•••••••• C••••• B••••••••• B••••••••• C••••• B••••

At current firm

5 y

since Mar 12, 2021

In the industry

21 y

since Mar 1, 2005 (earliest exam, job or registration)

Prior registered firms

4

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Mar 12, 2021 · West Linn, Or

U•• F•••••••• S••••••• I••• wirehouse
Jun 18, 2012 to Mar 23, 2021 · Lake Oswego, Or
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 22, 2009 to Jun 20, 2012 · Lake Oswego, Or
M••••• S•••••• wirehouse
Jun 1, 2009 to Jul 30, 2009 · Portland, Or
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 14, 2005 to Jun 1, 2009 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Mar 23, 2021, registered Mar 12, 2021 (-11 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Jun 20, 2012, registered Jun 18, 2012 (-2 days) · Wirehouse to wirehouse
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 30, 2009, registered Jul 22, 2009 (-8 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address