DFX Intelligence
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Registered advisor
J••••••• J••••• L••••
Feed of 09/14/2026
At current firm
5 y
since Dec 7, 2020
In the industry
21 y
since Jan 7, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Dec 7, 2020 · Pensacola, Fl
- W•••• F•••• A••••••• wirehouseJul 18, 2011 to Dec 26, 2019 · Pensacola, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJan 11, 2005 to Jul 21, 2011 · Pensacola, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Dec 26, 2019, registered Dec 7, 2020 (347 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Jul 21, 2011, registered Jul 18, 2011 (-3 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address