DFX Intelligence
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Registered advisor
S•••••• J••• B••••
Feed of 09/15/2026
Also filed as S•••••• J••• B••••••••• B••••
At current firm
4 y
since Jul 1, 2022
In the industry
15 y
since Apr 8, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 1, 2022 · Hingham, Ma
- M••••• S•••••• wirehouseAug 11, 2015 to Apr 1, 2019 · Boston, Ma
- W•••• F•••• A••••••• wirehouseApr 8, 2011 to Jul 14, 2015 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Apr 1, 2019, registered Jul 1, 2022 (1187 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M••••• S••••••left Jul 14, 2015, registered Aug 11, 2015 (28 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address