DFX Intelligence
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Registered advisor
J•••••••• D•••••
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as J•••••••• H••• D••••••••• H• D•••••
At current firm
11 y
since Dec 16, 2014
In the industry
21 y
since Apr 26, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 16, 2014 · St. Louis, Mo
- P•••• S••••••••• L•• no RAUMMay 15, 2013 to Oct 10, 2014 · Irving, Tx
- M••••• S•••••• wirehouseNov 16, 2010 to Sep 7, 2011 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseApr 27, 2005 to Sep 2, 2005 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to W•••• F•••• A•••••••left Oct 10, 2014, registered Dec 16, 2014 (67 days) · Other
- M••••• S•••••• to P•••• S••••••••• L••left Sep 7, 2011, registered May 15, 2013 (616 days) · Other
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Sep 2, 2005, registered Nov 16, 2010 (1901 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address