DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A••••• V••••••••
Feed of 09/14/2026
Also filed as A••••• V••••••••• V••••••••
At current firm
13 y
since Aug 22, 2013
In the industry
21 y
since Mar 11, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
14
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Aug 22, 2013 · Columbus, Oh
- E••••• J•••• national BDJan 25, 2007 to Aug 25, 2008 · Fairfield, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to V•••• F•••••••• A•••••••• I•••left Aug 25, 2008, registered Aug 22, 2013 (1823 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address