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Registered advisor
J••• L••••••••
Feed of 09/14/2026
Also filed as J••••• L••••••••• D•••• L••••••••
At current firm
7 y
since Sep 10, 2019
In the industry
21 y
since May 13, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 10, 2019 · Newbury Park, Ca
- M••••• S•••••• wirehouseNov 13, 2015 to Sep 5, 2019 · Beverly Hills, Ca
- U•• F•••••••• S••••••• I••• wirehouseApr 18, 2006 to Nov 17, 2015 · Sherman Oaks, Ca
- M••••• S•••••• D• I••• unclassifiedMay 16, 2005 to Mar 6, 2006 · Woodland Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to J••• M••••• S••••••••• L••left Sep 5, 2019, registered Sep 10, 2019 (5 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Nov 17, 2015, registered Nov 13, 2015 (-4 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••left Mar 6, 2006, registered Apr 18, 2006 (43 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address