DFX Intelligence
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Registered advisor
K•••••• J• S•••••
Feed of 09/15/2026
At current firm
13 y
since Dec 20, 2012
In the industry
21 y
since Jul 19, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Dec 20, 2012 · Pittsburgh, Pa
- E••••• J•••• national BDJun 4, 2012 to Nov 7, 2012 · Monroeville, Pa
- P•• W••••• M••••••••• BD affiliatedJan 23, 2009 to Jun 8, 2012 · Greensburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to P•• W••••• M•••••••••left Nov 7, 2012, registered Dec 20, 2012 (43 days) · Other
- P•• W••••• M••••••••• to E••••• J••••left Jun 8, 2012, registered Jun 4, 2012 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address