DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
W•••• A•••••• G••••
Feed of 09/14/2026
Also filed as W•••• A• G••••
At current firm
8 y
since Nov 2, 2017
In the industry
21 y
since May 31, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Nov 2, 2017 · Miami, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Nov 9, 2017 · Melrose Park, Il
- C•••• I••••••••• S••••••• C•••• formerNov 15, 2011 to Oct 1, 2012 · Bloomingdale, Il
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Nov 9, 2017, registered Nov 2, 2017 (-7 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address