DFX Intelligence
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Registered advisor
R••••• V••••••• E••••
Feed of 09/15/2026
Also filed as R••••• V••••••• B••••••••• B••••••••• V••••••• B•••••
At current firm
5 y
since May 21, 2021
In the industry
21 y
since Aug 29, 2005 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 21, 2021 · Roseville, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 1, 2016 to May 24, 2021 · Roseville, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Dec 7, 2016 · Orangevale, Ca
- W•••• F•••• I••••••••• L•• unclassifiedMar 30, 2010 to Jan 3, 2011 · Roseville, Ca
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Mar 29, 2010 · Grass Valley, Ca
- W••• I••••••••• I••• unclassifiedJan 10, 2008 to May 2, 2009 · Grass Valley, Ca
All 8 prior registrationsShow fewer
- L•• F•••••••• L•• BD affiliatedSep 21, 2007 to Dec 21, 2007 · Vacaville, Ca
- S••• B•••••••• S••••••• unclassifiedApr 20, 2006 to Sep 12, 2007 · Oakland, Ca
- M••••• S•••••• D• I••• unclassifiedSep 19, 2005 to Apr 5, 2006 · Sacramento, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left May 24, 2021, registered May 21, 2021 (-3 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 7, 2016, registered Dec 1, 2016 (-6 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• I••••••••• L••left Mar 29, 2010, registered Mar 30, 2010 (1 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
All 8 movesShow fewer
- L•• F•••••••• L•• to W••• I••••••••• I•••left Dec 21, 2007, registered Jan 10, 2008 (20 days) · Other
- S••• B•••••••• S••••••• to L•• F•••••••• L••left Sep 12, 2007, registered Sep 21, 2007 (9 days) · Other
- M••••• S•••••• D• I••• to S••• B•••••••• S•••••••left Apr 5, 2006, registered Apr 20, 2006 (15 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address