DFX Intelligence
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Feed of 09/15/2026
Also filed as E•••• B••• R••••••••• B• G•••••
At current firm
0 y
since Apr 24, 2026
In the industry
19 y
since Aug 31, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 24, 2026 · Woodbury, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 16, 2015 to Apr 27, 2026 · Melville, Ny
- M••••• S•••••• wirehouseApr 9, 2010 to Oct 20, 2015 · Garden City, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Apr 27, 2026, registered Apr 24, 2026 (-3 days) · Wirehouse to wirehouse
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 20, 2015, registered Oct 16, 2015 (-4 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedApr 27, 2026 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address