DFX Intelligence
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J••• A•••• M•••••
Certified Financial Planner
As of · the IAPD feed; also filed as A•••• M•••••
- At current firm
- 12 y
- In the industry
- 19 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 14, 2014
As of · the IAPD feed; also filed as A•••• M•••••
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Recruiter briefHow to read thisEvery line is a fact from a public record, or a measurement DFX made on the registration history of every advisor (2023 to 2025 cohorts), read for this advisor’s own firm where the sample allows. A move indicator means advisors with that fact moved more often; a retention indicator means they moved less. Neither says what this person will do. Recruiting value and movement evidence are kept apart on purpose.
facts first, then what DFX measured about them; never a statement of intent
Recruiting value
- Practice attractivenesssomedesignations Certified Financial Planner; 19.7 years in the industry
- Team depthnone0 of the 0 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
- Entrepreneurial profilenoneDetails are shown to subscribers.
- Real estate activitynoneDetails are shown to subscribers.
- ContactabilitypartialLinkedIn profile
Movement evidence
- Movement signalnone0 of 0 dated or circumstantial readings historically went with moving. The forward-tested move model places this advisor in its Baseline band.
- Recent change activitynoneDetails are shown to subscribers.
- Independence preparationnoneNo concrete evidence of preparation for independence.
- Historical mobilitynone1 prior firm, median stay 6.2 years.
Career
- 19.7 years in the industry
- 12.4 years at the current firm
- 1 prior registered firm; median stay 6.2 years
Source: IAPD adviser registrations only (broker-only history is not in this feed)
Licensing and credentials
- Registered in 1 state (firm median 1)
- Exams: Series 65
- Designations: Certified Financial Planner
Source: IAPD individual feed; broker exams and states appear once the per-person record is read
Around this advisor
- No recent movement observed around this advisor.
Regulatory record
Shown to subscribers, with the official record linked.
Registration history
IAPD current and previous registrations
- M•••••••• state registered currentsince Apr 14, 2014 · Denver, Co
- A••••• A•• P••••••• S••••••• BD affiliatedMay 21, 2007 to Aug 9, 2013 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to M••••••••left Aug 9, 2013, registered Apr 14, 2014 (248 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote