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Registered advisor
K•••••• M•••• M•••••
Feed of 09/14/2026
Also filed as K••• M•••• M••••••••• M•••••••• M••••••••• M••••• P••••••••• P••••••••• M•••• M•••••
At current firm
9 y
since Apr 14, 2017
In the industry
20 y
since Sep 27, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Apr 14, 2017 · Merritt Island, Fl
- W•••• F•••• A••••••• wirehouseApr 9, 2008 to Jun 23, 2010 · Orlando, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Mar 27, 2008 · Melbourne, Fl
- M••••• S•••••• D• I••• unclassifiedSep 27, 2005 to Apr 2, 2007 · Melbourne, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Jun 23, 2010, registered Apr 14, 2017 (2487 days) · Other
- M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••left Mar 27, 2008, registered Apr 9, 2008 (13 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address