DFX Intelligence
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Registered advisor
M•••••• K••• P••••••••
Feed of 09/15/2026
Also filed as M••• K••• P••••••••• P••••••••
At current firm
1 y
since Oct 31, 2024
In the industry
20 y
since Sep 27, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Oct 31, 2024 · Tukwila, Wa
- L•• F•••••••• L•• BD affiliatedDec 16, 2009 to Nov 11, 2024 · Maple Valley, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDNov 25, 2009 to Dec 17, 2009 · Mill Creek, Wa
- K•• I••••••••• S••••••• L•• BD affiliatedNov 8, 2007 to Jan 14, 2009 · Tacoma, Wa
- A••••••••• A•••••• S•••••••• I••• unclassifiedNov 10, 2006 to Nov 1, 2007 · Seattle, Wa
- M••••• S•••••• D• I••• unclassifiedSep 29, 2005 to Jun 5, 2006 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Nov 11, 2024, registered Oct 31, 2024 (-11 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Dec 17, 2009, registered Dec 16, 2009 (-1 days) · Other
- K•• I••••••••• S••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jan 14, 2009, registered Nov 25, 2009 (315 days) · Other
- A••••••••• A•••••• S•••••••• I••• to K•• I••••••••• S••••••• L••left Nov 1, 2007, registered Nov 8, 2007 (7 days) · Other
- M••••• S•••••• D• I••• to A••••••••• A•••••• S•••••••• I•••left Jun 5, 2006, registered Nov 10, 2006 (158 days) · Other
Signals
- ••• LockedNov 11, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address