DFX Intelligence
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Registered advisor
E••••• H• D•••••
Feed of 09/14/2026
Also filed as E••••• H• D••••••••• H••• D••••••••• H••• D••••••••• H• D••••••••• H• D••••••••• H••• D•••••
At current firm
3 y
since Jun 20, 2023
In the industry
19 y
since Oct 27, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 20, 2023 · Morristown, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 10, 2020 to Jan 12, 2023 · Wayne, Nj
- T• A••••••••• I••• formerDec 28, 2015 to Aug 11, 2020 · Short Hills, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 17, 2015 to Aug 11, 2020 · Short Hills, Nj
- E•••••••• A•••••••• L•• national BDJun 11, 2013 to Dec 10, 2013 · Woodbridge, Nj
- M••••• S•••••• wirehouseJul 21, 2011 to Jun 29, 2012 · Morristown, Nj
All 6 prior registrationsShow fewer
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 30, 2006 to Jul 27, 2009 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to O•••• W•••••• I•••left Jan 12, 2023, registered Jun 20, 2023 (159 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 11, 2020, registered Dec 28, 2015 (-1688 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Aug 11, 2020, registered Sep 10, 2020 (30 days) · Other
- E•••••••• A•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Dec 10, 2013, registered Dec 17, 2015 (737 days) · Other
- M••••• S•••••• to E•••••••• A•••••••• L••left Jun 29, 2012, registered Jun 11, 2013 (347 days) · Wirehouse to affiliated broker-dealer or bank
All 6 movesShow fewer
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jul 27, 2009, registered Jul 21, 2011 (724 days) · Wirehouse to wirehouse
Signals
- ••• LockedJan 12, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address