DFX Intelligence
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Registered advisor
C••••• T••••• H••••••
Feed of 09/14/2026
Also filed as C••••• T••••• H••••••••• T• H••••••••• H••••••••• H••••••••• T••••• H••••••••• T• H••••••••• T••••• H••••••
At current firm
5 y
since Aug 27, 2021
In the industry
20 y
since Nov 22, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 27, 2021 · Longview, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 19, 2012 to Sep 7, 2021 · Longview, Tx
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Mar 19, 2012 · Longview, Tx
- A• G• E•••••• • S•••• I••• unclassifiedNov 23, 2005 to Jan 1, 2008 · Longview, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Sep 7, 2021, registered Aug 27, 2021 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 19, 2012, registered Mar 19, 2012 (0 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address