DFX Intelligence
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Feed of 09/14/2026
At current firm
5 y
since Mar 2, 2021
In the industry
20 y
since Jun 26, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 2, 2021 · Coral Gables, Fl
- W•••• F•••• A••••••• wirehouseMar 24, 2016 to Mar 5, 2021 · Coral Gables, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 1, 2010 to Apr 12, 2016 · Miami, Fl
- U•• I••••••••• I••• unclassifiedJul 13, 2006 to Jan 1, 2010 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Mar 5, 2021, registered Mar 2, 2021 (-3 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Apr 12, 2016, registered Mar 24, 2016 (-19 days) · Wirehouse to wirehouse
- U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address