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Registered advisor
A•••••••• E•••• T•••••••
Feed of 09/14/2026
Also filed as A•••••••• T•••••••
At current firm
13 y
since Aug 29, 2013
In the industry
20 y
since Dec 27, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 29, 2013 · Portland, Me
- S•••••••• A••••••• L•• national BDAug 18, 2006 to Jul 18, 2013 · Portland, Me
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Jul 18, 2013, registered Aug 29, 2013 (42 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address